/assetmanagement?utm_source=rss&utm_medium=rss&utm_campaign=section Latest articles for: Asset Management Copyright 2025 蜜桃视频. en-US Fri, 06 Jun 2025 23:20:24 +0000 /assetmanagement/articles/2350614?utm_source=rss&utm_medium=rss&utm_campaign=section /assetmanagement/articles/2350614 A Puerto Rico-based crypto holding company can pursue a counterclaim against its former president who alleged the company's CEO fraudulently recruited him to the venture and then fired him, a Delaware vice chancellor ruled Friday, finding legal expenses the company incurred are recoverable. Fri, 06 Jun 2025 21:39:50 +0000 /assetmanagement/articles/2350391?utm_source=rss&utm_medium=rss&utm_campaign=section /assetmanagement/articles/2350391 Stablecoin issuer Circle's explosive debut will likely stimulate more crypto listings and possibly jolt the broader pipeline of initial public offerings, capital markets attorneys say. Fri, 06 Jun 2025 19:01:34 +0000 /assetmanagement/articles/2350537?utm_source=rss&utm_medium=rss&utm_campaign=section /assetmanagement/articles/2350537 The U.S. Supreme Court on Friday declined to hear a lawsuit challenging the U.S. Securities and Exchange Commission's disgorgement powers, turning away an appeal brought by an investment adviser who was ordered to pay $32 million after a lower court found that he and his firm defrauded clients. Fri, 06 Jun 2025 18:57:18 +0000 /assetmanagement/articles/2350450?utm_source=rss&utm_medium=rss&utm_campaign=section /assetmanagement/articles/2350450 Executives of Compass Diversified Holdings have been hit with a derivative shareholder suit in a California federal court for allegedly making misleading statements about the investment firm's financial condition, stemming from accounting irregularities at a jewelry company the firm acquired. Fri, 06 Jun 2025 16:57:55 +0000 /assetmanagement/articles/2349907?utm_source=rss&utm_medium=rss&utm_campaign=section /assetmanagement/articles/2349907 The U.S. Department of Justice filed a civil complaint alleging information technology workers from North Korea evaded U.S. sanctions and accumulated millions in cryptocurrency for the benefit of the North Korean government. Fri, 06 Jun 2025 16:55:12 +0000 /assetmanagement/articles/2350466?utm_source=rss&utm_medium=rss&utm_campaign=section /assetmanagement/articles/2350466 Colgate-Palmolive Co. has agreed to settle a long-running class action from pensioners who claimed the company underpaid them $300 million in miscalculated retirement benefits, after the Second Circuit twice knocked down bids from the company to overturn judgments in the workers' favor. Fri, 06 Jun 2025 16:04:00 +0000 /assetmanagement/articles/2342370?utm_source=rss&utm_medium=rss&utm_campaign=section /assetmanagement/articles/2342370 As the administration targets diversity, equity and inclusion efforts and law firms consider pulling back from their programs, lawyers who care about racial equity and justice can employ four strategies to create microspaces of justice, which can then be parlayed into drivers of transformational change, says Susan Sturm at Columbia Law School. Fri, 06 Jun 2025 15:13:25 +0000 /assetmanagement/articles/2350555?utm_source=rss&utm_medium=rss&utm_campaign=section /assetmanagement/articles/2350555 Crypto exchange Gemini Space Station Inc. said Friday it confidentially filed for an initial public offering, marking a first step toward going public amid growing enthusiasm for crypto-related listings following stablecoin issuer Circle Internet Group Inc.'s blockbuster IPO. Fri, 06 Jun 2025 14:30:16 +0000 /assetmanagement/articles/2350404?utm_source=rss&utm_medium=rss&utm_campaign=section /assetmanagement/articles/2350404 Michael Saylor's Strategy Inc. said Friday it priced an estimated $1 billion initial public offering of preferred stock to bolster its growing stockpile of bitcoin, in a deal represented by Latham & Watkins LLP and placement agents' counsel Davis Polk & Wardwell LLP. Thu, 05 Jun 2025 22:21:03 +0000 /assetmanagement/articles/2349254?utm_source=rss&utm_medium=rss&utm_campaign=section /assetmanagement/articles/2349254 U.S. Capital Wealth Advisors and two representatives must pay more than $2 million and rescind the sale of thousands of shares of Microsoft and Google over claims that they聽sold off a client's blue-chip investments and told her to invest heavily in an allegedly fraudulent Indian media company, a Financial Industry Regulatory Authority arbitration聽panel has held. Thu, 05 Jun 2025 22:19:59 +0000 /assetmanagement/articles/2349976?utm_source=rss&utm_medium=rss&utm_campaign=section /assetmanagement/articles/2349976 A California investment adviser and its CEO have agreed to pay over $21 million to end U.S. Securities and Exchange Commission claims they misappropriated over $15.3 million from a cannabis industry聽client 鈥� including $4.6 million used to buy a home 鈥� and overstated its assets under management in regulatory filings. Thu, 05 Jun 2025 21:54:58 +0000 /assetmanagement/articles/2349007?utm_source=rss&utm_medium=rss&utm_campaign=section /assetmanagement/articles/2349007 Venture-backed virtual care provider Omada Health Inc. on Thursday priced a $150 million initial public offering within its marketed range, represented by Latham & Watkins LLP and underwriters counsel Davis Polk & Wardwell LLP. Thu, 05 Jun 2025 21:43:15 +0000 /assetmanagement/articles/2350054?utm_source=rss&utm_medium=rss&utm_campaign=section /assetmanagement/articles/2350054 The U.S. Securities and Exchange Commission asked the Eighth Circuit on Thursday to send a $12 million case it won against Carebourn Capital back to the district court in light of its recent decision to take a less expansive approach to the definition of "securities dealer." Thu, 05 Jun 2025 21:11:42 +0000 /assetmanagement/articles/2349239?utm_source=rss&utm_medium=rss&utm_campaign=section /assetmanagement/articles/2349239 The U.S. Securities and Exchange Commission could see its lowest level of enforcement attorneys since the first Obama administration if Congress approves the agency's requested budget, with the proposal indicating that even more workers could leave the SEC in the next fiscal year.聽 Thu, 05 Jun 2025 21:10:13 +0000 /assetmanagement/articles/2349461?utm_source=rss&utm_medium=rss&utm_campaign=section /assetmanagement/articles/2349461 Elon Musk is planning a $5 billion debt sale for his AI startup, Ontario鈥檚 pension seeks final bids for an Indian hospital system, and Merck eyes a Swiss biotech with a potential $3 billion price tag. Here's a rundown of these and other notable deal rumors from the last week. Thu, 05 Jun 2025 20:48:41 +0000 /assetmanagement/articles/2349978?utm_source=rss&utm_medium=rss&utm_campaign=section /assetmanagement/articles/2349978 Republican and Democratic lawmakers teamed up Thursday to urge federal banking regulators to revisit their bank leverage rules "with haste," pointing to U.S. Treasury market liquidity concerns and asking for details about potential adjustments under consideration. Thu, 05 Jun 2025 20:11:35 +0000 /assetmanagement/articles/2350065?utm_source=rss&utm_medium=rss&utm_campaign=section /assetmanagement/articles/2350065 A Washington, D.C., federal judge Thursday upheld the U.S. Securities and Exchange Commission's rule that raises eligibility requirements for submitting shareholder proposals, disagreeing with investor advocacy groups that the requirements "severely impair" investors' input on corporate policies. Thu, 05 Jun 2025 19:39:43 +0000 /assetmanagement/articles/2349555?utm_source=rss&utm_medium=rss&utm_campaign=section /assetmanagement/articles/2349555 A New Jersey federal judge has dismissed some claims in a proposed investor class action alleging pool supply company Hayward Holdings Inc. concealed it was struggling with ballooning inventory and lowered demand, but ruled that some of the claims, including the claims against the company's consortium, can continue. Thu, 05 Jun 2025 19:33:30 +0000 /assetmanagement/articles/2350141?utm_source=rss&utm_medium=rss&utm_campaign=section /assetmanagement/articles/2350141 An investor-focused committee recommended Thursday that the U.S. Securities and Exchange Commission enact rules governing mandatory arbitration clauses between registered investment advisers and their clients, concerned that such clauses can harm investors. Thu, 05 Jun 2025 19:28:02 +0000 /assetmanagement/articles/2349737?utm_source=rss&utm_medium=rss&utm_campaign=section /assetmanagement/articles/2349737 A Michigan federal judge trimmed a proposed class action filed by former property owners who accused Wayne County of wrongfully refusing to pay them surplus proceeds from tax foreclosure sales.