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SEC Axes 3 More Dealer Suits In Continued Policy Shift

By Jessica Corso ( June 20, 2025, 7:25 PM EDT) -- The U.S. Securities and Exchange Commission has voluntarily dismissed three lawsuits accusing a hedge fund and two penny stock traders of operating as unregistered securities dealers, continuing the new Republican leadership's shift away from pursuing cases that defendants argued unlawfully expanded agency oversight....

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