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Expert Analysis

SEC Staff Input Eases Path For Broker-Dealer Crypto Activities

By David Katz, Andrew Sioson and Lilya Tessler ( June 3, 2025, 3:00 PM EDT) -- On May 15, the staff of the U.S. Securities and Exchange Commission's Division of Trading and Markets provided significant guidance in the form of frequently asked questions to address various considerations for SEC-registered broker-dealers[1] and (2) SEC-registered transfer agents with respect to certain activities involving crypto-assets.[2]...

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