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Thrivent Challenges SEC Over FINRA Arbitration Rules

By Katryna Perera ( July 17, 2025, 9:09 PM EDT) -- Financial services giant Thrivent has filed a petition in the D.C. Circuit Court of Appeals seeking to force the U.S. Securities and Exchange Commission to review three rules adopted by the Financial Industry Regulatory Authority that give the agency exclusive jurisdiction over arbitration disputes between brokers and their customers....

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